Compliance Monitoring Officer - Retail Bank

  • Location


  • Sector:

    Internal Audit, Risk Management, Compliance

  • Job type:


  • Salary:


  • Contact:

    Edward Huntington

  • Contact email:

  • Salary high:


  • Salary low:


  • Published:

    about 4 years ago

  • Expiry date:


  • Consultant:



The Audit and Risk Recruitment Company (ARRC) is working on an exclusive role for a retail bank based in central London. The bank is looking for an experienced Compliance Monitoring Officer to help spearhead a change agenda taking place within the function. The role will report directly into the Head of Compliance Monitoring. A strong technical understanding of the regulatory requirements of a bank is necessary as is a record of being able to influence and facilitate change.

Roles and responsibilities

-        Acting as a key contact for the wider business on compliance monitoring reviews.

-        Designing and planning test plan for each review.

-        Carrying out the necessary fieldwork, interviews and observations across business units.

-        Condensing findings into a clear and precise report to deliberate and agree with key stakeholders.

-        Fronting close out meetings with the review sponsor/ key stakeholder to agree plans of actions and risk based timelines.


-        4 years +  compliance experience within a Financial Service company, preferably a retail bank.

-        Good understanding of the regulatory requirements on the banks


-  FCA Sourcebook requirements

- UK Cards and Lending Code requirements.

-        Preferably ICA / ACA qualified.

-        IT experience/ finance / treasury exposure would be a plus.

-        Someone with the confidence to challenge the norm


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