SOX Auditor- Financial Services - FTC- London

  • Location


  • Sector:

    SOX, Financial Services

  • Job type:


  • Salary:


  • Contact:

    Rhianne Williams

  • Contact email:

  • Salary high:


  • Salary low:


  • Published:

    about 4 years ago

  • Expiry date:


The Audit and Risk Recruitment Company have been mandated to work with a global financial firm based in Canary Wharf who are looking for SOX auditor. This role will look at candidates from an internal audit, IT audit or external audit provided they have experience doing SOX controls testing. They are looking for someone with 0-3 years experience to help them grow into the role and this opportunity will provide exposure to senior stakeholders in the business. It would be beneficial to have exposure to an insurance or financial service environment to understand the regulatory nature of this organisation. This will be a fixed term contract to cover maternity leave and will last 6-12 months with a possibility of going permanent.  The salary can range from £30K-38K dependent on experience

Roles and responsibilities

-        To support the IA function in providing management, the board and the regulators assurance of compliance with SOX regulations.

-        Delivering a portfolio of high quality audits, working collaboratively with Technology and audit colleagues globally

-        To positively participate as part of the wider IA team in all situations

-        Responsible for the execution of the company’s SOX compliance program, including:

        o Quarterly control certifications;

-                o Maintenance of detailed and accurate SOX documentation including control descriptions, test plans and results;

        o Maintain proficient level knowledge of SOX related technical guidance standards

-        Assist in the expansion of the data analytics program, including:

        o Assist in the implementation and build out of a data analytics tool;

-                o Assist in defining various data analytics rules to be implemented for continuous monitoring of controls;

-                o Assist in producing data analytics reports on behalf of Internal Audit requests


-        Experience of performing SOX audits

-        Internal audit/external audit/IT audit experience preferably from a Big 4

-        Excellent verbal and written communication skills

-        University degree

-        Preferably worked in a financial service environment